Wealth Management Group

Dedicated to helping our Clients preserve and enhance their wealth. Whether you are looking for guidance from an experienced advisor or prefer a more self directed approach, our Wealth Management Group can provide insight and assistance to those clients who wish to take advantage of our specialized products and services. We work with the unique needs of each individual to ensure the best possible service, helping clients build and protect wealth with a disciplined investment style.

Features of Our Wealth Management Group

Unparalleled Execution Capabilities

Our orders are processed direct to the exchanges through Pershing's Advanced Trade Order Management System, which handles transactions with sub-second responsiveness. This system has the ability to process 6000 orders in 100 seconds.

Financial Planning

An ongoing process designed to address your needs. We will assist you in answering questions such as:
How can I structure my investments to provide more income?
How can I fund my children's or grandchildren's education?
When will I be able to retire?

Retirement Accounts

We work with you to establish retirement plans tailored to your specific situation. Our services include Individual Retirement Accounts, Profit Sharing Plans, and Money Purchase Plans.

Risk Management

The ability to understand, control and manage the risks associated with debt and equity ownership. We will design customized collars and other personalized hedging programs, strategies designed for capital preservation, risk protection, tax advantaged participation, leverage and diversification. We also specialize in the collateral enhancement of pledged securities.

Restricted Stock Transactions

We will assist in the complexities of selling or hedging restricted or control stock subject to SEC rule 144, 145 or shelf registrations.

Employee Stock Options

We can facilitate "cashless option exercise," or the exercise of employee stock options without employee funding. We also provide strategies to protect the value of "in the money" shares yet to be exercised.

Extended Hours Trading

We offer extended hours trading, both before and after the regular market sessions. The pre market session is available between 7:00am and 8:15 am (ct) and the after market session between 3:15pm and 6:00pm (ct).

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